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Financial Industry Regulatory Authority, Inc.

Corporation Parent
Doing Business As
FINRA
Website
Address
1735 K St NW Washington ​,  DC , 20006-1506 United States See other locations
Phone
(301) 590-6500
Company Description

FINRA is one of the long arms of the law for the securities industry. It is a non-governmental regulatory authority that oversees U.S. broker-dealers. In addition, it is autorized by the congress to protect America's investors by making sure the broker-dealer industry operates fairly and honestly. FINRA oversee more than 624,000 brokers across the country and analyze billion dollors of market events.   . FINRA was formed in 2007 from the consolidation of the National Association of Securities Dealers and certain regulatory and enforcement elements of the NYSE.

Key Principal
ROBERT COOK See more contacts
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Financial Statements

Revenue in USD

Annual Revenue 2020
$1.16 billion USD

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Company Snapshot

Essential information for a successful call

  • EMPLOYEES (This Site) 350
  • EMPLOYEES (All Sites) 3,400
  • REVENUE (MIL USD) 1,162.6
  • Year Started 1938
  • Incorporated 1936
  • FISCAL YEAR END DEC

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Get in Touch with 13 Principals* and 1,779 Contacts

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  • ROBERT COOK
    President and Chief Executive Officer
  • TODD DIGANCI
    Chief Financial Officer and Executive Vice President and Officer
  • ROB RENNER
    Vice President
  • J BRADLEY BENNETT
    Executive Vice President

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Financial Industry Regulatory Authority, Inc.*

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