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Commonwealth Equity Services, LLC
Overview
Commonwealth Financial Network
Commonwealth Equity Services, doing business as Commonwealth Financial Network, is a member of FINRA/SIPC, and a Registered Investment Adviser which provides financial advisors with holistic, integrated solutions that support business evolution, growth acceleration, and operational efficiency. The company is dually registered as both an investment adviser and a broker/dealer. This means it supervises and processes the investment business of the more ...
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than 2,000 financial professionals who have affiliated with them. These professionals, whom was called advisors, are independent business owners who provide financial guidance to clients looking for assistance. Commonwealth functions as the unseen back office that processes client transactions for them. Founded in 1979, Commonwealth now manages more than $344 billion in client account assets.
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